Eric Bustillo, Regional Director of SEC's Miami Regional Office. Photo: J. Albert Diaz.
The U.S. Securities and Exchange Commission sued a Tallahassee-based investment adviser firm and its two former principals Tuesday, alleging they defrauded investors.
Those investors were mostly retired NFL players in a class-action lawsuit against the league claiming they suffered brain injuries as a result of concussions. Many had risked their NFL retirement funds.
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